In many legal contexts, it’s crucial to understand the differences between deposition and mediation, along with how each can be advantageous in a lawsuit. When two involved parties can’t reach an agreement, they might end up before a courtroom judge—but not in most cases. Civil trials can require massive outlays of time and money that leave both parties in a losing position.
About 95% result in settlement through alternative dispute resolution (ADR) processes, including negotiation and mediation.1 Overall, the ADR path results in lower expenses, less time, and more control over the outcome than at trial.
Depositions and mediations are two of the most important vehicles to help you address matters outside of the courtroom. Below, we’ll take a look at deposition vs. mediation scenarios, and how and when each is employed. As a lawyer, knowing when to use each method effectively remains paramount to your success.
Key Takeaways
Depositions gather sworn testimony during discovery.
Mediations help parties reach voluntary, non-binding settlements.
Both aim to resolve disputes without full trials.
Depositions are investigative; mediations are collaborative.
Choosing the right approach can save time, cost, and conflict.
What Is a Deposition?
A deposition is an official interview with a potential witness that takes place during discovery. It’s a vital tool that aids legal teams in preparing for the next steps toward resolution.
In order to be trial-ready, depositions must2:
Have an officer of the court (i.e., court reporter) swear in the witness
Include a formal opening and closing statement by the court officer
Be captured in a written transcript (even if otherwise video/audio recorded)
Allow for cross-examination by non-deposing attorneys in attendance
The Purpose of Depositions
Depositions are the marrow of the discovery process, providing rich, primary sources of information from key individuals. Deponents may be eyewitnesses or have direct factual, character, or expert knowledge of the matter at hand. They serve to:
Evaluate witnesses – In addition to helping fill in the five W’s—who, what, when, where, and why—depositions offer a practice run for witness selection. Attorneys can judge a witness’s potential value or harm to their case by seeing how they perform under examination and cross-examination. Is the plaintiff exhibiting nervousness, hostility, or calmness? Are their statements impacted by previous injury or accident-related concerns? Does their demeanor suggest untruthfulness, ignorance, or mastery?
Add to the permanent record – A recorded and transcribed deposition can be filed, shared, revisited, and analyzed. It has the potential to be used before trial, at trial, and in appeal proceedings as a fixed record, rather than returning to a witness with a fading memory or changeable loyalties and interpretations.
Inform strategy and negotiations – Depositions extract information and interpretations that help legal teams leverage testimony in personal injury cases as part of their trial strategy. More immediately, they’re key to settlement discussions, identifying strengths and weaknesses that aid in predicting jury outcomes in personal injury cases.
Back impeachment – If a witness materially alters their statements during trial, a deposition transcript and recording can be introduced to impeach their testimony. The plaintiff’s deposition can play a significant role in revealing inconsistencies that affect the trial outcome.
Enhance efficiency – A formal, sworn testimony taken prior to trial greatly enhances the efficiency of legal resolutions, allowing both sides to refine their questioning, develop a strategy, and identify problematic issues before involving a judge. Plus, they’re key to negotiations that lead to settlement and keep the court dockets clear.
Who Participates in Depositions
While it’s a formal legal proceeding, a deposition isn’t open to the public. At a minimum, it’s attended by:
The deposing attorney
The deponent (witness to be interviewed)
A court reporter who can swear in the witness and transcribe the event
In many cases, parties are encouraged to mutually discuss their issues to reach a satisfactory resolution. Mediation is an alternative to involving the court systems in a dispute, but a step beyond two parties negotiating between themselves.
It includes a neutral party (the mediator) who facilitates the process but doesn’t serve as a judge. They may propose suggested solutions, but don’t possess any legal standing to decide on a matter or a preferred resolution.3
Additionally, mediation is non-binding. If it doesn’t result in agreement between the parties, they can move on to other methods, including trial.
The Purpose of Mediations
The discovery phase of a legal case is similar to war planning—gather information, figure out loyalties, and come up with a strategy that minimizes your vulnerabilities while maximizing attacks on the opposition’s weaknesses.
Mediation, on the other hand, values peaceful resolution for both parties without establishing a winner/loser endgame. It’s most effective at the start of a legal matter because it can sidestep:
Hardening of positions and the hostility that accompanies long-term active disputes
Expenses of billable hours, travel, research, court reporters, videographers, etc.
Time spent on discovery, trial preparation, and court proceedings
Who Participates in Mediations
A mediation’s cast of characters is determined by the governing body or the set of rules and regulations at issue. In general, attendees may include:
A neutral mediator, such as a member of the American Arbitration Association
The two parties to the dispute
Lawyers of each party (often limited to an advisory capacity)
Representative of a relevant agency, such as EEOC4
Key Differences Between Depositions and Mediation
In the midst of discovery and legal proceedings, these two stages offer distinct benefits to both plaintiffs and defendants. Depositions and mediation can both help resolve a legal issue before or instead of trial, but they are very different animals. Key deposition vs. mediation dissimilarities include:
Function – A deposition is an investigative tool, while mediation is a settlement forum.
Confidentiality – Deposition transcripts must be provided to the opposition as part of the discovery exchange, and can become public if used at trial. Mediations, on the other hand, are private, protected negotiations.
Evidentiary impact – Mediations are non-binding and don’t serve as evidence that can be leveraged at trial. On the other hand, a deposition is a sworn statement recognized as an official legal proceeding, and may be introduced in court if the deponent testifies against their interest, is unavailable at trial, or provides contradictory testimony at trial open to impeachment.2
Compulsory nature – Depositions can be court-ordered, with a deponent in danger of contempt charges or fines if they refuse to appear. This compulsory stage, however, provides both plaintiffs and defendants a clearer picture of what to expect if they proceed to trial. Mediation is typically voluntary, although it can be a required step based on signed contracts or as part of resolution systems (i.e., for some bankruptcy courts).
Strategic Benefits and Limitations for Attorneys
While it’s possible to leverage both depositions and mediation for a legal matter, an attorney is more likely to choose or be channeled into one or the other. When there’s room to decide, consider:
Deposition Pros and Cons
Should you jump straight into depositions rather than considering mediation? On the benefits side, depositions can:
Uncover facts
Identify useful vs. harmful witnesses
Build a case strategy and strength
Provide leverage for pre-trial negotiation
Serve as the basis for witness impeachment
Help reduce case expense and time when leveraged in settlements
Deposition limitations include:
Cost – Effective depositions can cost into the thousands to cover hiring a court reporter and videographer, ordering official transcription, billable prep and follow-up hours, travel, room and equipment rental, etc.
Time – While many can last just a few hours, an intensive or complex deposition can last as much as a seven-hour day (or even longer in some circumstances) on top of the time spent in preparation, scheduling, logistics, and reviewing and analyzing the results.5
Resistance – If your deponent is reluctant or has a hard-to-pin-down schedule, you might be trying to squeeze the truth out of a combative or semi-responsive witness.
Mediation Pros and Cons
How will mediation help or hurt your case? Its benefits include:
Cost – Since it can cut out both trial and discovery expenses, mediation can be the most economical type of dispute resolution.
First option – Mediation can occur right at the start, saving time on detailed discovery as well as trial. This helps keep costs and time contained and avoids further negativity.
Client positioning – Its very name is nonconfrontational, helping mediation be part of a positive customer- or public-facing brand or persona.
However, mediation limitations include:
Motivation – Not everyone is compelled to prioritize an early or simple resolution. In a study of nearly 449 mediations by four major ADR providers, results showed that cases less likely to reach settlement during mediation were “those with the potential of a very large recovery and those for which it was not in the financial interest of one party to settle.”6
Low protocol – Although the more informal nature helps reduce time and expenses, there are fewer strict legal protocols in place to protect your client’s rights or privacy.
Choosing Deposition vs. Mediation in Discovery Strategy
Your best first step in deciding between deposition vs. mediation depends on multiple factors. Consider:
The type of case
Your client’s goals
Opposing counsel’s strategy
Whether depositions are essential to fact-finding prior to resolution
If mediation can support resolution without extended discovery
How U.S. Legal Support Enhances Both Processes
Since 1996, U.S. Legal Support has worked in concert with attorneys and firms of all practice sizes and types nationwide. Today, we can help you with all aspects of discovery, mediations, and trials, including the facilitation of hybrid tech support and legal proceeding platforms.
In addition to remote deposition and deposition summary services, we can match you with a skilled professional from our nationwide network of 5,000+ court reporters.
Plus, we offer interpreting, record retrieval and summarization, and analysis, litigation consulting, and trial support, including voir dire and jury research and consulting, mock trials, witness preparation, trial graphics, demonstratives, and trial presentation and technology services.
Navigating Discovery Through Depositions vs. Mediation
According to the American Arbitration Association, mediated cases resolve about 8x faster than those in litigation.7 When efficiency is the top priority, mediation can be a wise first step once you understand your client’s case and position.
Depositions come next for parties that can’t reach an early resolution, offering additional insights and grist for strategic decisions that can either lead back to the negotiation table or on to trial.
Looking for aid with scheduling litigation proceedings? Reach out today to connect with U.S. Legal Support on your deposition, mediation, and other legal support needs.
Julie Feller is the Vice President of Marketing at U.S. Legal Support where she leads innovative marketing initiatives. With a proven track record in the legal industry, Juie previously served at Abacus Data Systems (now Caret Legal) where she played a pivotal role in providing cutting-edge technology platforms and services to legal professionals nationwide.
Editoral Policy
Content published on the U.S. Legal Support blog is reviewed by professionals in the legal and litigation support services field to help ensure accurate information. The information provided in this blog is for informational purposes only and should not be construed as legal advice for attorneys or clients.
We use cookies on our website to remember your preferences, obtain data to improve site performance, and obtain analytical data related to our products and services. By clicking “Accept”, or continuing to use the website, you consent to the use of cookies. Click “Read More” for more information on our privacy policy.
This website uses cookies to improve your experience while you navigate through the website. Out of these, the cookies that are categorized as necessary are stored on your browser as they are essential for the working of basic functionalities of the website. We also use third-party cookies that help us analyze and understand how you use this website. These cookies will be stored in your browser only with your consent. You also have the option to opt-out of these cookies. But opting out of some of these cookies may affect your browsing experience.
Necessary cookies are absolutely essential for the website to function properly. These cookies ensure basic functionalities and security features of the website, anonymously.
Cookie
Duration
Description
__cf_bm
30 minutes
This cookie is set by CloudFlare. The cookie is used to support Cloudflare Bot Management.
__hssrc
session
This cookie is set by Hubspot. According to their documentation, whenever HubSpot changes the session cookie, this cookie is also set to determine if the visitor has restarted their browser. If this cookie does not exist when HubSpot manages cookies, it is considered a new session.
_GRECAPTCHA
5 months 27 days
This cookie is set by Google. In addition to certain standard Google cookies, reCAPTCHA sets a necessary cookie (_GRECAPTCHA) when executed for the purpose of providing its risk analysis.
cookielawinfo-checkbox-advertisement
1 year
The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Advertisement".
cookielawinfo-checkbox-analytics
11 months
This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Analytics".
cookielawinfo-checkbox-functional
11 months
The cookie is set by GDPR cookie consent to record the user consent for the cookies in the category "Functional".
cookielawinfo-checkbox-necessary
11 months
This cookie is set by GDPR Cookie Consent plugin. The cookies is used to store the user consent for the cookies in the category "Necessary".
cookielawinfo-checkbox-others
11 months
This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Other.
cookielawinfo-checkbox-performance
11 months
This cookie is set by GDPR Cookie Consent plugin. The cookie is used to store the user consent for the cookies in the category "Performance".
viewed_cookie_policy
11 months
The cookie is set by the GDPR Cookie Consent plugin and is used to store whether or not user has consented to the use of cookies. It does not store any personal data.
Functional cookies help to perform certain functionalities like sharing the content of the website on social media platforms, collect feedbacks, and other third-party features.
Cookie
Duration
Description
__hssc
30 minutes
This cookie is set by HubSpot. The purpose of the cookie is to keep track of sessions. This is used to determine if HubSpot should increment the session number and timestamps in the __hstc cookie. It contains the domain, viewCount (increments each pageView in a session), and session start timestamp.
Performance cookies are used to understand and analyze the key performance indexes of the website which helps in delivering a better user experience for the visitors.
Analytical cookies are used to understand how visitors interact with the website. These cookies help provide information on metrics the number of visitors, bounce rate, traffic source, etc.
Cookie
Duration
Description
__hstc
1 year 24 days
This cookie is set by Hubspot and is used for tracking visitors. It contains the domain, utk, initial timestamp (first visit), last timestamp (last visit), current timestamp (this visit), and session number (increments for each subsequent session).
__lotl
5 months 27 days
This cookie is set by the provider Lucky Orange. This cookie is used to identify the traffic source URL of the visitor's orginal referrer, if there is any.
_ga
2 years
This cookie is installed by Google Analytics. The cookie is used to calculate visitor, session, campaign data and keep track of site usage for the site's analytics report. The cookies store information anonymously and assign a randomly generated number to identify unique visitors.
_gat_UA-119238040-1
1 minute
This is a pattern type cookie set by Google Analytics, where the pattern element on the name contains the unique identity number of the account or website it relates to. It appears to be a variation of the _gat cookie which is used to limit the amount of data recorded by Google on high traffic volume websites.
_gcl_au
3 months
This cookie is used by Google Analytics to understand user interaction with the website.
_gid
1 day
This cookie is installed by Google Analytics. The cookie is used to store information of how visitors use a website and helps in creating an analytics report of how the website is doing. The data collected including the number visitors, the source where they have come from, and the pages visted in an anonymous form.
_lo_uid
2 years
This cookie is set by the provider Lucky Orange. This cookie shows the unique identifier for the visitor.
_lo_v
1 year
This cookie is set by the provider Lucky Orange. This cookie is used to show the total number of visitor's visits.
_lorid
10 minutes
This cookie is set by the provider Lucky Orange. This cookie is used to identify the ID of the visitors current recording.
CONSENT
16 years 5 months 1 day 11 hours 7 minutes
These cookies are set via embedded youtube-videos. They register anonymous statistical data on for example how many times the video is displayed and what settings are used for playback.No sensitive data is collected unless you log in to your google account, in that case your choices are linked with your account, for example if you click “like” on a video.
hubspotutk
1 year 24 days
This cookie is used by HubSpot to keep track of the visitors to the website. This cookie is passed to Hubspot on form submission and used when deduplicating contacts.